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Compliance that works,
Governance that lives

About

ABOUT

Welcome to Owl Advisory by KWM, your experts in Compliance & Governance Risk

Navigating the complex landscape of compliance and governance risk requires a trusted partner. 

 

Owl Advisory by KWM, hatched from King & Wood Mallesons' top-tier Corporate Governance Advisory practice, is dedicated to addressing your needs in the management of governance and compliance risks.

 

Owl Advisory combines world-class risk management principles, climate science and digital technologies together with KWM’s legal advice.


This unique integration sets us apart in the market. Contact us today for tailored solutions for your risk and compliance challenges.

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Services

SERVICES

A multi-disciplinary service to help establish reliable compliance and governance systems that prevent problems and embed a compliance culture.

Compliance

Your comprehensive compliance advisory service

 

Guidance on policies, independent control assessments, regulatory attestations, training, breach reporting, and the development of tools and culture that promotes early identification of compliance gaps and failures.

Regulatory Implementation

Building regulation into your ‘everyday’

 

Manage regulatory change and remediation projects, mapping regulatory obligations to processes, risks, and controls and regulatory horizon tracking.

Climate
Expertise

Supporting clients with climate risk and reporting

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Expertise in climate science, risk, and reporting to assist you in understanding climate science, meeting regulatory climate obligations and taking action to transition to a resilient low carbon future.

Governance Risk & Issue Management

Helping you manage issues as they arise

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Through a combined service with KWM specialist legal practices, we assist you in navigating interactions with regulators, complete regulatory investigations, manage whistle-blower disclosure, compliance systems for employment law governance, activate crisis management and provide board advisory services.

Our Work

OUR WORK

How we're supporting our clients with governance, compliance and climate.

Compliance policy uplift

Owl Advisory is assisting an AFS licensee with a wholesale refresh and consolidation of its compliance policies and procedures.

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This includes preparing a traded risk management framework and aligning the associated business procedures to enable effective implementation with enhanced governance, processes, and controls.

For an AFS Licensee

In recent years, Australia's corporate governance framework has undergone rapid development and transformation to align with evolving interests in the corporate sector.  This has been accompanied by amendments to the regulatory landscape, aimed at better suiting these changing interests. For a detailed overview of what you can expect in this space, please refer to our regulatory tracker.

OUR LATEST INSIGHTS

Read the insights from our newsletter, The Hoot, exploring current compliance and governance risk issues.
 

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Owl Advisory by KWM provides an allied multi-disciplinary advisory service for the benefit of KWM’s more than 500 financial services sector clients.

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Connect

CONNECT

Holocentric and Owl Advisory are partnering to offer our clients the Connect digital obligations management platform.

In an environment of increasing regulatory burden, rising costs of compliance failures and growing stakeholder expectations for quality risk management, we know it’s a lot to manage and that our clients are looking for innovative solutions.
 

Connect is a product of Owl Advisory providing accurate and complete sets of regulatory obligations on an ongoing basis through Holocentric’s multi-sector digital obligations & business process management software.

We have chosen to partner with Holocentric as it’s a proven digital platform, trusted by leading organisations across sectors including finance, federal and state government, health, transport, utilities, and infrastructure.
 

With Connect, [client] can confidently navigate the complexities of regulatory compliance, ensuring a proactive, risk-based approach to obligations management that enhances transparency, efficiency, and accountability.

Accountability

Supports decentralised management of obligations, promoting accountability and ownership throughout Bupa.

Robust Obligations Management

Demonstrate your commitment to compliance with auditable obligations written in plain English.

User friendly digital solution

A digitised, scalable cloud-based platform, enjoy a user-friendly interface designed for simplicity.

Risk Mitigation

Early identification of control gaps against key obligations and critical processes.

Streamlined Data Management

Delivers business-ready compliance insights through a standardized data model

Team

TEAM

Dedication. Expertise. Passion.

Owl Advisory by KWM has a dedicated team of experts to help establish reliable compliance and governance systems that prevent problems and embed a compliance culture. Owl Advisory at KWM will also draw upon the full expertise of KWM’s Financial Regulation and Dispute Resolution practices to assist with regulatory interpretation, investigation, reviews and enforcement and KWM’s Employee Relations and Safety practice to manage employment and remuneration issues and whistle blower disclosures.

King & Wood Mallesons partners and lawyers assisting Owl Advisory generally do so as part of their role as KWM partners and lawyers. Owl Advisory compliance risk advisors are employed or retained by a KWM-owned company.

 

KWM Compliance Pty Ltd (ACN 672 547 027) trading as Owl Advisory by KWM

Contact
FIND OUT MORE ABOUT KWM’S EXPERTISE:
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